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Reply to "Suspect fraud in brokerage account -- where to get help?"
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[quote=Anonymous][quote=Anonymous][quote=Anonymous][quote=Anonymous]Also you are being unclear about your issue. Sell all your stocks, wait 3 days (transaction clearing period), then request to cash out your account. If they dont' comply, then complain.[/quote] OP here, complain to whom?? That's my question. [/quote] Brokerage firm compliance department with a cc to CFPB, FINRA and SEC. For the latter three find the name of the person who runs either the compliance or enforcement section via the various websites. That means the letter will go to a fairly high ranking person who will delegate it down...but starting at the top has worked well.[/quote] Thank you for posting specifics. I'll try this. [/quote]
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