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Reply to "Can an employer make you disclose a second job? Prevent you from having one?"
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[quote=Anonymous][quote=Anonymous]If you work for a brokerage firm or bank, you have to disclose other employment to your employer and get it approved. Failure to do so is grounds for firing and if you are registered it will show up on your U-5. This is a FINRA (industry regulator) rule. If a firm doesn't ask about and police outside business interests, the firm will get in trouble. [/quote] Blah blah. Only if you are licensed at a BD. I did worry when overemployed I was regulated by NYSDFS at two jobs. Plus Finra and OCC and the BaFin [/quote]
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